Agentic AI

Solution walkthrough

Audit & Compliance Workflows

Collect evidence, review exceptions and prepare working papers in one connected workflow. Give every finding a supporting source, a responsible owner and a clear path to reviewer sign-off.

Example workflow: Audit and advisory firms, internal audit and compliance teams.

Discuss this use case

The operating problem

Audit and compliance teams chase evidence across shared drives, email, spreadsheets and business systems. Reviewers need to connect each requirement to supporting records, resolve gaps and turn fieldwork into clear findings. When requests, decisions and follow-ups live in separate places, preparing for a review becomes a repeated exercise in reconstructing the work.

From input to action

How it works.

  1. 01

    Collect and organize evidence

    Map the agreed requirements to evidence requests and responsible owners. Bring approved documents and system records into a permission-aware workspace, retaining source references and versions while highlighting missing material.

  2. 02

    Review controls and exceptions

    Compare the available evidence against agreed checks, identify inconsistencies and prepare an exception queue. Let reviewers inspect the supporting passages or records, request clarification and record their assessment.

  3. 03

    Prepare working papers

    Draft findings, supporting schedules and report sections in the team's templates. Keep each finding linked to its evidence and review history, with the auditor or compliance owner reviewing and signing off the final output.

  4. 04

    Track remediation to closure

    Assign each action to an owner with a due date, coordinate follow-ups and collect closure evidence. Route completed actions for verification and retain the decision history for the next review.

What we deliver

  • Evidence-request and document-review workspace
  • Configured control checks and source-linked exception queue
  • Working-paper and report drafts with reviewer sign-off
  • Remediation ownership, follow-ups and closure evidence

What to measure

Agree a baseline and acceptance targets around the operating outcome.

  • Evidence completeness and time spent collecting supporting records
  • Exception relevance and source support on reviewer-checked samples
  • Preparation effort and reviewer corrections for working papers
  • Remediation turnaround and completeness of verified closure records

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